SEC Charges Marijuana-Related Company And Executives With Touting Bogus Revenues
The Securities and Exchange Commission today charged a California-based company and its founder with falsely touting “record” revenue numbers to investors and claiming to be a leader in the marijuana...
View ArticleJacob Frenkel Appointed To CME Group's Competitive Markets Advisory Council
CME Group, the world's leading and most diverse derivatives marketplace, today announced the appointment of a new member to its Competitive Markets Advisory Council (CMAC), Jacob Frenkel, Chairman of...
View ArticleNasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks...
At the end of the settlement date of February 28, 2017, short interest in 2,345 Nasdaq Global MarketSM securities totaled 7,280,848,100 shares compared with 7,247,866,478 shares in 2,351 Global Market...
View ArticleDiffusive and arrested-like dynamics in currency exchange markets....
This work studies the symmetry between colloidal dynamics and the dynamics of the Euro--US Dollar currency exchange market (EURUSD). We consider the EURUSD price in the time range between 2001 and...
View ArticleUncovering Offshore Financial Centers: Conduits and Sinks in the Global...
Multinational corporations use highly complex structures of parents and subsidiaries to organize their operations and ownership. Offshore Financial Centers (OFCs) facilitate these structures through...
View ArticleBM&FBOVESPA: Launch Of The 2017/2018 ISE Process - Long Review Cycle Of...
Today, BM&FBOVESPA launched the 2017/2018 Corporate Sustainability Index (ISE) process. During the launch event there was the presentation of: the 2017 activities calendar; news about the process...
View ArticleConsolidated Audit Trail (âCATâ) Clock Synchronization Requirements
On November 15, 2016, the Securities and Exchange Commission (“SEC”) approved the National Market Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or the “Plan”). Pursuant to the CAT NMS...
View ArticleASIC Releases New Instrument For Differential Fees
Following public consultation, ASIC has released a new legislative instrument regarding differential fees, replacing the class order due to expire (‘sunset’) on 1 April 2017.read more...
View ArticleSingapore: Joint Press Release On Measures Relating To Residential Property
The Government has continued to review conditions in the residential property market. It has determined that the current set of property market measures remain necessary to promote a sustainable...
View ArticleUBS Publishes Annual Report 2016
The Annual Report 2016 provides comprehensive and detailed information on the firm, its strategy, business, governance, financial performance and risk, treasury and capital management, as well as on...
View ArticleThomson Reuters Files 2016 Annual Report
Thomson Reuters (TSX / NYSE: TRI) today filed its annual report for the year ended December 31, 2016. The annual report contains audited financial statements, management’s discussion and analysis...
View ArticleUK's Financial Conduct Authority Publishes Update To Pension Redress Methodology
The Financial Conduct Authority (FCA) has today announced proposals for updating the methodology used to calculate the redress owed to consumers who were given unsuitable advice to transfer out of a...
View ArticleTaiwan Futures Exchange Monthly Newsletter - March 2017
Click here to download TAIFEX’s March Newsletter.
View ArticleHKEX Welcomes Government Appointments To Its Board
Hong Kong Exchanges and Clearing Limited (HKEX) welcomes the Government's appointment of Stephen Yiu Kin-wah and the reappointment of Anita Fung Yuen-mei, Rafael Gil-Tienda and Margaret Leung Ko...
View ArticleNew Technical Access For Sell-Side Customers In Bond Trading - Boerse...
The complex secondary market in corporate bonds is characterised by strict regulatory requirements and by a high degree of fragmentation in terms of liquidity. As a result, market participants place...
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Women In ETFs Bell Ringing At SIX Swiss Exchange - As Part Of The...
On 8 March 2017, SIX Swiss Exchange acted as a host for the third bell ringing of Women in ETFs. The event was part of a global bell ringing in celebration of International Women's Day. Over 40 stock...
View ArticleThe View From The Regulator: Developing Our Approach - Speech By Mary Starks,...
Speaker: Mary Starks, Director of CompetitionLocation: AIC conference, LondonDelivered on: 9 March 2017read more...
View ArticleMalawi Stock Exchange Weekly Trading Report - 10 March 2017
Click here to download Malawi Stock Exchange's weekly trading report.
View ArticleFIA SEF Tracker: February 2017 SEF Tracker Data Shows Record Level Of Trading...
February 2017 SEF Tracker data show record level of trading activity. Total trading on SEFs averaged $576.86 billion per day during the month of February, the highest daily average for any month since...
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