UK Parliament Treasury Committee Chairman, Rt Hon. Andrew Tyrie MP, Comments...
The Treasury Committee Chairman, Rt Hon. Andrew Tyrie MP, comments on the Bank of England's announcement that Charlotte Hogg has resigned as Deputy Governor for Markets and Banking.read more...
View ArticleRemarks of Commissioner Sharon Y. Bowen at the FIA BOCA 2017 International...
Remarks of Commissioner Sharon Y. Bowen at the FIA BOCA 2017 International Futures Industry 42nd Annual Conference
View ArticleRemarks Of Commissioner Sharon Y. Bowen At The FIA BOCA 2017 International...
Thank you. It is a pleasure to be here with you all to chat about some of the key issues facing the futures and swaps markets and the steps that the CFTC has taken to address them. It is my hope that...
View ArticlePopular Event Marks Exchangeâs Launch In Isle Of Man - The...
More than 120 members of the local business community attended an event at Noa Bakehouse on Thursday [9 March].read more...
View ArticleHanweck Announces Addition Of Nasdaqâs Jean-Jacques Louis To Board Of...
Hanweck, a leading provider of real-time risk analytics on global derivatives markets, today announced that Jean-Jacques Louis, Senior Vice President of Corporate Strategy at Nasdaq, has joined its...
View ArticleA Listen Up Culture Is The Key To Improving Standards, Says CISI In Response...
The Banking Standards Board (BSB) annual review 2016/2017 reveals that one in eight bankers (13%) say it is difficult to progress in their careers without “flexing ethical standards”.read more...
View ArticleEBA To Centralise Notifications On Resolution Cases And Use Of DGS Funds...
The European Banking Authority set up a dedicated section on its website to centralise information on crisis prevention, management liquidation and resolution of credit institutions in the Union based...
View ArticleSEC: Auditor Charged With Insider Trading On Clientâs Nonpublic...
The Securities and Exchange Commission today announced that an auditor based in the Silicon Valley has agreed to settle charges that he traded on inside information about a client on the verge of a...
View ArticleNasdaq Technology Goes Live In Borsa Ä°stanbul Derivatives Market...
The second phase in the transfer of Nasdaq technology and consultancy services to Borsa Ä°stanbul has been completed.read more...
View ArticleReadout From A Treasury Spokesperson On Secretary Mnuchinâs Call With...
U.S. Secretary of the Treasury Steven Mnuchin spoke by phone yesterday with South Africa's Minister of Finance Pravin Gordhan. read more...
View ArticleIrish Stock Exchange: Warba Bank Lists US$250m Tier 1 Capital Certificates On...
Warba Bank, through issuing vehicle Warba Tier 1 Sukuk Limited, has listed U.S. $250m Tier 1 Capital Certificates on the Main Securities Market (MSM) of the Irish Stock Exchange (ISE). read more...
View ArticleFIA Elects New Board Members At Annual Meeting
FIA today announced the election of directors to its board at its annual meeting in Boca Raton, Fla. Thirteen directors were elected at this meeting for one and two-year terms.read more...
View ArticleSIFMA Submits Comments To DOL In Support Of 60-Day Fiduciary Rule Delay
SIFMA today submitted a comment letter to the Department of Labor on its proposed rule to extend the applicability date of its fiduciary rule by 60 days. read more...
View ArticleSEC, National Bank Of Belgium Agree To Enhanced Cooperation And Information...
The Securities and Exchange Commission today announced that it has entered into an arrangement with the National Bank of Belgium to enhance cooperation and information sharing regarding expanded...
View ArticleNZX Financial Assistance Disclosure
Please find attached an announcement relating to NZX's Financial Assistance Disclosure for NZX Employee Share Plan – Team and Results.read more...
View ArticleSuccessful Defined Contribution Investment Design: How to Align Target-Date,...
Successful Defined Contribution Investment Design offers a comprehensive guidebook for fiduciaries tasked with structuring and implementing a 401(k) or other defined contribution (DC) pension plan....
View ArticleChinese Academy Of Sciences , Shanghai Stock Exchange Ink Strategic...
Recently, the Chinese Academy of Sciences (CAS) and the Shanghai Stock Exchange (SSE) signed the Strategic Cooperation Agreement between CAS and SSE at Chinese Academy of Sciences Holdings Co., Ltd....
View ArticleASIC: Credit Suisse Pays $170,000 In Infringement Notice Penalty
Credit Suisse Equities (Australia) Limited (Credit Suisse) has paid a penalty of $170,000 to comply with an infringement notice from the Markets Disciplinary Panel (MDP).read more...
View ArticleHong Kong's Securities And Futures Commission New Synopsis: Presentation At...
A synopsis of a presentation entitled "Recent Trends in Corporate Conduct – An SFC Angle" delivered by Mr Brian Ho on 13 March 2017 was posted on the SFC website today.read more...
View ArticleASIC Accepts Enforceable Undertakings From Westpac And ANZ To Address...
ASIC has today accepted enforceable undertakings (EUs) from Westpac Banking Corporation (Westpac) and Australia and New Zealand Banking Group Limited (ANZ) in relation to the banks' wholesale foreign...
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