Clearstreamâs Monthly Report
After the successful third migration wave, TARGET2 Securities (T2S) is now gaining momentum, and Europe is one step closer to a harmonised settlement. With its own migration drawing near, Clearstream...
View ArticleMoney.Net Integrates Velaâs SuperFeed Into Its Market Data Distribution...
Vela, a global industry leader in high performance trading and market data technology, has successfully on-boarded its consolidated market data feed, SuperFeed, at Money.Net, one of New York’s fastest...
View ArticleMIAX Options Exchange: Rule Change Notice - FINRA Arbitration Rules 12400 And...
FINRA has filed to amend Rule 12400 of the Code of Arbitration Procedure for Customer Disputes and Rule 13400 of the Code of Arbitration Procedure for Industry Disputes relating to broadening...
View ArticleTEXPERS Amplifies Attorney Generalâs Opinion on Pension Funds in Statute
The Texas Association of Public Employee Retirement Systems today applauded the state Attorney General’s opinion in the matter of who is liable when a local retirement system is unable to meet...
View ArticleSEC: Company Failed To Disclose Credit Risk In Investments
The Securities and Exchange Commission today announced that a Portuguese-based telecommunications company has agreed to pay a $1.25 million penalty for its failure to properly disclose the nature and...
View ArticleFinansinspektionen: Resurs Bank Receives A Remark And An Administrative Fine
Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.read more...
View ArticleIndustry Veteran Peter Moss Named CEO Of The SmartStream Reference Data Utility
Peter joins the first industry-formed data management service, established by Goldman Sachs, JPMorgan Chase, Morgan Stanley and SmartStream, after a twenty-five year career with Thomson Reuters. During...
View Article2016 CBOE Risk Management Conference Asia - CBOE To Host CBOE RMC Asia...
Chicago Board Options Exchange® (CBOE®) will be hosting the second annual CBOE Risk Management Conference (RMC) Asia, from November 30 through December 1, 2016, at the Conrad Hong Kong.read more...
View ArticleNYSE, NYSE ARCA And NYSE MKT Short Interest Reports
NYSE today reported short interest as of the close of business on the settlement date of August 31, 2016.read more...
View ArticleEEX Supports Social Facilities In Leipzig With 3rd Annual âSocial...
At the European Energy Exchange (EEX), social commitment is a matter of course. In recognition of this commitment, EEX carried out its third “Social Day” on 8 September 2016. 130 colleagues from across...
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Fairness Opinions: Fix them or Get Rid of them!
My post on the Tesla/SCTY deal about the ineptitude and laziness that Lazard and Evercore brought to the valuation process did not win me any friends in the banking M&A world. Not surprisingly, it...
View ArticleEuropean Parliament Throws Out Standards That Would Hit High Street Investors
The European Parliament has rejected – for the first time – a set of technical standards that could have hurt high street investors.read more...
View ArticleShenzhen Stock Exchange Market Bulletin 12 September, 2016, Issue 32
According to a document published by the People's Bank of China (PBOC) and State Administration of Foreign Exchange (SAFE), foreign investors in the country's Renminbi Qualified Foreign Institutional...
View ArticleHong Kong's Securities And Futures Commission Reprimands And Fines HSBC $2.5...
The Securities and Futures Commission (SFC) has reprimanded and fined The Hongkong and Shanghai Banking Corporation Limited (HSBC) $2.5 million for regulatory breaches and internal control failings...
View ArticleFirst Analysis In Tel Aviv Stock Exchange's Analysis Project â Edison,...
Nano Dimension is developing a system for 3D printing to print electronic circuitry and nanotechnology-based conductive and dielectric ink. It is a component of the TA BlueTech Index, the TA-Technology...
View ArticleLondon Stock Exchange Group Board Appointment
London Stock Exchange Group plc (LSEG) today announces that Andrea Munari will step down from the Board of London Stock Exchange Group plc ( “the Board”) and that Andrea Sironi will join the LSEG plc...
View ArticleEuropean Commission: Completing The Capital Markets Union â Commission...
"Imagine a Finnish start-up that cannot get a bank loan. Right now, the options are limited. The Capital Markets Union will offer alternative, vital sources of funding to help start-ups get started –...
View ArticleFINRA Fines Ameriprise Financial Services, Inc. $850,000 For Failing To...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Ameriprise Financial Services, Inc. $850,000 for failing to detect the conversion of more than $370,000 from five...
View ArticleISDA Appoints EBRD Treasurer To Board Of Directors
The International Swaps and Derivatives Association, Inc. (ISDA) has announced the appointment of Axel van Nederveen, Treasurer of the European Bank for Reconstruction and Development (EBRD), to its...
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