BM&FBOVESPA Has Opened The Second Phase Of Public Hearings For The...
BM&FBOVESPA has opened until January 06, 2017, the second phase of public hearings to discuss with listed companies, investors, intermediaries, and market bodies a new proposal for regulations for...
View Article2016 Government-Business Forum On Small Business Capital Formation Opening...
Good morning. Welcome to the annual Government-Business Forum on Small Business Capital Formation. I would also like to thank Sebastian and his team for all their work in putting the forum...
View ArticleâThe Winners Of The 4th European Small And Mid-Cap Awardsâ
FESE and EuropeanIssuers in cooperation with the European Commission (DG GROW) are delighted to announce the winners of the 4th European Small and Mid-Cap Awards.read more...
View ArticleMIAX Options Exchange: Rule Change NoticeâFINRA Arbitration Rules 12504...
FINRA has received approval to amend Rule 12504, Code of Arbitration Procedure for Customer Disputes and Rule 13504, Code of Arbitration Procedure for Industry Disputes relating to motions to dismiss...
View ArticleDeutsche Börse: Unscheduled Adjustment In TecDAX - Adjustments...
On Thursday, Deutsche Börse announced an unscheduled change to TecDAX. As a result of the expected acquisition of AIXTRON SE by Grand Chip Investment GmbH, the tendered share line of AIXTRON SE (ISIN...
View ArticleITG Declares Quarterly Dividend
NEW YORK, Nov. 17, 2016 (GLOBE NEWSWIRE) -- ITG (NYSE:ITG) today announced that its Board of Directors has declared a regular quarterly cash dividend of $0.07 per share on the companyâs common stock,...
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At the Cato Instituteâs 34th Annual Monetary Conference (Lunch)
Photo Credit: Luis Guillermo Pineda Rodasread more...
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At the Cato Instituteâs 34th Annual Monetary Conference (Panel 3)
Photo Credit: Frank N. Fooderead more...
View ArticleCanadian Securities Regulators Publish Guidance For Portfolio Managers...
The Canadian Securities Administrators (CSA) today published CSA Staff Notice 31-347 Guidance for Portfolio Managers for Service Arrangements with IIROC Dealer Members. The notice provides information...
View ArticleCanadian Securities Administrators Announces Cyber Security Roundtable
The Canadian Securities Administrators (CSA) announced today that it will hold a roundtable to discuss issues related to cyber security and opportunities for greater collaboration, communication and...
View ArticleOntario Securities Commission Publishes Investor Office Activity Report For...
The Ontario Securities Commission (OSC) today published OSC Staff Notice 11-776 Investor Office Activity Report 2015-2016.read more...
View ArticlePartnering to Get Younger
Many firms struggle at times with an aging customer base. We have seen firms such as Harley Davidson and Talbot's face this challenge in recent years. Neiman Marcus provides another example of a...
View ArticleSEC Charges Renewable Energy Company, CEO, And Others With Defrauding Investors
The Securities and Exchange Commission today filed fraud charges against four individuals and others who allegedly profited by defrauding investors in a cash-strapped California-based renewable energy...
View ArticleStatement By New York Attorney General Eric T. Schneiderman On Reports That...
Attorney General Eric T. Schneiderman released the following statement after reports that the Presidential Transition Team is considering ways to dismantle state consumer and investor protection...
View ArticleFINRA Sanctions Oppenheimer & Co. $3.4 Million For Reporting Violations,...
The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Oppenheimer & Co. Inc. $1.575 million and ordered the firm to pay $1.85 million to customers for failing to...
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At the Cato Instituteâs 34th Annual Monetary Conference (Panel 4 &...
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View ArticleStatement By New York Attorney General Eric T. Schneiderman On $25 Million...
Attorney General Eric T. Schneiderman issued the following statement on the $25 million settlement agreement reached in Trump University case:read more...
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Wiley Study Guide for 2017 Level II CFA Exam: Complete Set
The Wiley Study Guides for the Level II CFA exam are proven to help candidates understand, retain, and master the CFA Program Curriculum, complete with color-coded Study Guides and coverage of every...
View ArticleHedge Fund Modelling and Analysis: An Object Oriented Approach Using C++
Hedge fund managers cannot afford to ignore their risk/return profiles, and taking advantage of new technologies is an excellent way to minimize risk and capitalize on various investment styles. As...
View ArticleSpeech By Federal Reserve Governor Jerome H. Powell At "CPBS 2016...
It is a pleasure for me to return to the Center for Pacific Basin Studies here at the San Francisco Fed. The global economy is at a critical juncture today. According to the International Monetary...
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